-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H22QTwTCPU/JNUdgzdl3o0q711LPBb87Ti+5o2FQoQ50razlDnpHiQ7CpQZh5em5 9LvFk59oyCID8IJFL2Ngbw== 0001460184-10-000004.txt : 20100210 0001460184-10-000004.hdr.sgml : 20100210 20100210141024 ACCESSION NUMBER: 0001460184-10-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100210 DATE AS OF CHANGE: 20100210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS ADVANTAGE INCOME FUND, INC. CENTRAL INDEX KEY: 0001302246 IRS NUMBER: 770650061 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-84870 FILM NUMBER: 10587396 BUSINESS ADDRESS: STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 2125498328 MAIL ADDRESS: STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: Helios Advantage Income Fund, Inc. DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: RMK Advantage Income Fund, Inc. DATE OF NAME CHANGE: 20040907 FORMER COMPANY: FORMER CONFORMED NAME: RMK Advantage Fund, Inc. DATE OF NAME CHANGE: 20040902 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Financial Management Services, LLC CENTRAL INDEX KEY: 0001460184 IRS NUMBER: 861154732 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 400 TRAVIS ST., SUITE 518 CITY: SHREVEPORT STATE: LA ZIP: 71101 BUSINESS PHONE: 318-675-0826 MAIL ADDRESS: STREET 1: 400 TRAVIS ST., SUITE 518 CITY: SHREVEPORT STATE: LA ZIP: 71101 SC 13G 1 hav13g100210.txt SCHEDULE 13G United States Securities and Exchange Commission Washington, D.C. 20549 Under the Securities Exchange Act of 1934 (Name of Issuer): Helios Advantage Income Fund, Inc. (Title of Class of Securities): Common Stock (CUSIP Number): 42327W107 (Date of event which requires filing of this Statement): 12/31/2009 Check the appropriate box to designate the Rule pursuant to which this schedule is filed: [X] Rule 13d-1(b) [ ] Rule l3d-1(c) [ ] Rule l3d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 42327W107 (1) Names of Reporting Persons: Eagle Financial Management Services, LLC (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A (b) N/A (3) SEC Use Only (4) Citizenship or Place of Organization: State of Louisiana Number of Shares Beneficially Owned By Each Reporting Person With: (5) Sole Voting Power: 0 (6) Shared Voting Power: N/A (7) Sole Dispositive Power: 75,266.99 (8) Shared Dispositive Power: N/A (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 75,266.99 (10) Check if the Aggregate Amount in Row(9) Excludes Certain Shares: N/A (11) Percent of Class Represented by Amount in Row(9): 1.15% (12) Type of Reporting Person (See Instructions): IA SCHEDULE 13G Item 1(a). Name of Issuer: Helios Advantage Income Fund, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: Brookfield Investment Management Inc. 3 WFC, 200 Vesey Street, 10th Floor New York, NY 10281-1010 Item 2(a). Name of Person Filing: Eagle Financial Management Services, LLC Item 2(b). Address of Principal Business Office or, if none, Residence: 400 Travis St., Suite 518 Shreveport, LA 71101 Item 2(c). Citizenship: State of Louisiana Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP No.: 42327W107 Item 3. If this statement is filed pursuant to Rule 13d-l (b) or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [X] Investment Adviser in accordance with 240.13d-1(b) (1)(ii)(E) Item 4. Ownership: Number of Shares: 75,266.99 Percentage of Outstanding Shares: 1.15% Sole Voting Power: 0 Shared Voting Power: N/A Sole Dispositive Power: 75,266.99 Shared Dispositive Power: N/A Item 5. Ownership of Five Percent or Less of a Class: [X]. Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the Securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I the Undersigned certify that the information set forth in this statement is true, complete and correct. By: /s/ William L. McCollum Name: William L. McCollum Title: Chief Compliance Officer Date: 02/10/2010 -----END PRIVACY-ENHANCED MESSAGE-----